Initial Assessment and Induction Policy
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General policy Current version

Initial Assessment and Induction Policy

Starting every learner on the right course and setting clear expectations from day one.

Version

1.0

Effective date

01/10/2026

Next review

01/10/2027

Approved by

Phenil Mehta, Centre Manager

Applies to

All prospective and newly enrolled learners, the Course Coordinator, Course Tutors, Course Assessors, IQAs and the Centre Manager

Throughout this document, The Teacher Trainer Ltd is referred to as TTT.

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This policy in 60 seconds

  • Who it is for: every new TTT learner and the staff who enrol them.
  • Before you start, we check the course suits your goals, prior learning, English level and any support needs.
  • An online induction module covers the LMS, your course terms, deadlines and key policies.
  • Complete it before you begin assessments. If it is not done within 14 days, the Course Coordinator will contact you.

The full policy below is the official version.

1. Purpose

This policy sets out how TTT carries out initial assessment and induction for online learners, in a way that fits TTT's online delivery model rather than borrowing the structure of a college-based provider. It ensures that every learner is on a course suitable for their needs, prior learning and goals; that learners understand the qualification, the assessment process, TTT's expectations and the support available before any assessment activity begins; and that the audit trail meets awarding organisation centre requirements.

2. Scope

This policy applies to:

  • All prospective and newly enrolled learners on any TTT qualification or short course
  • All Course Tutors, Course Assessors, IQAs, the Course Coordinator and the Centre Manager
  • All delivery modes operated by TTT, with online self-paced delivery as the standard model and face-to-face or employer-cohort delivery handled as exceptions in Section 8

3. Definitions

The following terms carry the meanings given throughout this policy.

Initial AssessmentMeaningThe structured process by which TTT identifies a learner's starting point, prior learning, support needs and readiness for the qualification. For TTT's online delivery model, initial assessment is delivered through the Course Application Form rather than a separate session.
InductionMeaningThe structured introduction to the qualification, the LMS, TTT's policies and procedures and the learner's responsibilities. For TTT's online delivery model, induction is delivered through a dedicated LMS module rather than a face-to-face session.
Course Application FormMeaningThe form completed by every prospective learner before enrolment is confirmed. The form gathers the information needed for initial assessment and includes short questions testing English, mathematics and ICT readiness for the qualification level.
LMS Induction ModuleMeaningThe dedicated module on the TTT Learning Management System (LMS) that every newly enrolled learner completes before beginning assessment activity.
Tailored ConversationMeaningA one-to-one discussion between the prospective or new learner and the Course Coordinator or Course Tutor, triggered when the application form review or LMS induction module surfaces a matter that needs personal discussion.
Minimum CoreMeaningThe English, mathematics, ICT and wider skills required to engage effectively with Level 3, 4 or 5 qualifications.
Learning Support PlanMeaningA record of adjustments and support agreed with a learner under the Accessibility, Reasonable Adjustments and Special Considerations Policy.

4. Policy Statement

TTT is committed to the following principles and commitments.

  1. 1Every prospective learner completes an initial assessment that confirms course suitability, identifies prior learning, tests English, mathematics and ICT readiness and surfaces any support needs. For TTT's online delivery model, this initial assessment is delivered through the Course Application Form rather than a separate event.
  2. 2Every enrolled learner completes a structured induction before beginning assessment activity. For TTT's online delivery model, induction is delivered through a dedicated LMS module rather than a face-to-face session.
  3. 3The standard online flow is replaced by a tailored one-to-one conversation with the Course Coordinator or Course Tutor whenever the application form or induction module surfaces a matter that needs personal discussion.
  4. 4Initial assessment outcomes inform the learner's course route, including any reasonable adjustment under the Accessibility, Reasonable Adjustments and Special Considerations Policy and any RPL claim under the Recognition of Prior Learning Policy.
  5. 5Completion of initial assessment and induction is recorded on the LMS and on the learner folder before assessment activity begins.
  6. 6No learner is enrolled on a qualification that is not suitable for their prior learning, career goals or practical circumstances.
  7. 7Learners are informed clearly of any restrictions or prerequisites before they commit, under the Consumer Contracts Regulations 2013.
  8. 8The TTT model is reviewed annually to confirm that the Course Application Form and the LMS Induction Module continue to do the job that a face-to-face initial assessment and induction would do in a college setting.

5. Initial Assessment Through the Course Application Form

TTT does not run a separate initial assessment session. The Course Application Form is designed to perform the initial assessment function and is completed by every prospective learner before enrolment is confirmed.

5.1 What the application form assesses

The application form gathers and tests the following:

  • Identity and right to enrol on the qualification
  • Age and any prerequisite qualification or experience required by the awarding organisation
  • Self-reported prior learning and current occupational role
  • A short set of questions testing English, mathematics and ICT readiness at the level required for the qualification
  • The prospective learner's career and learning goals, including why they are pursuing the qualification and how it fits their plans
  • Practical readiness for online study, including reliable internet access, a quiet study space, a suitable device and the time to commit to the programme
  • Any disclosed disability, long-term health condition, specific learning difficulty or other support need
  • Any safeguarding-relevant disclosure
  • Any prior learning that may be eligible for RPL under the Recognition of Prior Learning Policy
  • Confirmation that the prospective learner has read the Course Terms and Conditions, the Privacy Notice and the Learner Code of Conduct

5.2 How the application form is reviewed

The Course Coordinator reviews each completed application against the published entry requirements. Three outcomes are possible:

OutcomeWhen applied
AcceptWhen appliedThe application meets the requirements and no concerns are identified. Enrolment proceeds without any further actions.
Accept with a tailored conversationWhen appliedThe application meets the requirements but the responses indicate a one-to-one discussion is needed before enrolment, for example: English or mathematics gaps, disclosed support needs, RPL signals, course-fit questions or safeguarding relevance.
Decline or deferWhen appliedThe requirements are not met or a concern cannot be resolved, in line with the Fair Access and Admissions Policy.

Outcomes are recorded against the application and held on the learner folder.

5.3 Tailored one-to-one conversations

Where a tailored conversation is needed, the Course Coordinator or Course Tutor contacts the prospective learner to discuss the matter and agree any adjustment, additional support or alternative course route. The conversation is summarised in writing on the learner folder. The standard online flow then continues, with any agreed adjustment applied. Where adjustments are needed, a Learning Support Plan is created under the Accessibility, Reasonable Adjustments and Special Considerations Policy.

6. Induction Through the LMS Module

TTT delivers induction through a dedicated module on the LMS, made available to the learner from the date of enrolment. The induction module replaces the face-to-face induction event used in college-based delivery.

6.1 What the induction module covers

AreaWhat is covered
Welcome and teamWhat is coveredA welcome to TTT, the qualification and the awarding organisation. Introductions to the Centre Manager, Course Coordinator, Course Tutor, Course Assessor, IQA and EQA roles.
The qualificationWhat is coveredAims, Learning Outcomes, Assessment Criteria, the Course Assessment Map, assessment methods and the completion timeline.
LMS walkthroughWhat is coveredNavigation of the learning management system, submission of work, communication tools, accessibility features and where to find course materials.
Learner expectationsWhat is coveredThe Learner Code of Conduct, attendance and engagement expectations, deadlines and communication norms.
Online conductWhat is coveredThe Online Learning and Digital Conduct Policy: behaviour in virtual classrooms, forums and TTT Community Channels.
Academic integrityWhat is coveredPlagiarism, AI use (permitted and prohibited), AI Disclosure, referencing, collusion, contract cheating and the consequences of breach.
Policies and proceduresWhat is coveredSafeguarding and Prevent; EDI; Anti-Bullying and Harassment; Health and Safety; Complaints; Appeals; Data Protection.
Support and wellbeingWhat is coveredAccessibility and reasonable adjustments; tutorial support; signposting to external services; mental health and wellbeing resources.
Safeguarding routesWhat is coveredWho the Designated Safeguarding Lead is, how to raise a concern and the external contacts available.
Commercial termsWhat is coveredA summary of the Course Terms and Conditions, fees, timescales, the 14-day refund window and pause and transfer rights.
Knowledge checkWhat is coveredA short multiple-choice check confirming the learner has engaged with the key items.
AcknowledgementWhat is coveredA signed acknowledgement that the learner has read and understood the induction content, including the Authenticity Declaration.

6.2 Completion and progression

  • The induction module is completed before the learner begins assessment activity
  • Completion is recorded automatically on the LMS, with timestamp, version of the module and the learner's acknowledgement signature
  • The Course Coordinator confirms completion is logged on the LMS
  • Where a learner does not complete the induction module within 14 calendar days of enrolment, the Course Coordinator contacts them to support completion

6.3 Tailored one-to-one induction conversation

A one-to-one induction conversation with the Course Coordinator or Course Tutor is offered, in addition to the LMS module, where:

  • The application form review flagged a matter requiring discussion
  • The learner has a reasonable adjustment that affects access to the standard induction module
  • The learner explicitly requests a conversation
  • The Course Coordinator judges that personal contact would protect course success

The conversation is held by audio or video call and summarised in writing on the learner folder by the Course Coordinator where needed.

6.4 Why TTT delivers induction this way

TTT's online delivery model is designed to give learners the same induction content a college learner receives, in a format that fits independent online study. Every learner receives the same comprehensive content, in the same order, at a time that suits them, with an audit trail. The model is reviewed annually to confirm it continues to perform the function of induction at the standard the awarding organisation expects.

7. Roles and Responsibilities

RoleResponsibility
Centre Manager (Phenil Mehta)ResponsibilityOverall accountability for initial assessment and induction; reviews policy annually; authorises learner enrolment decisions in non-standard cases; signs off the design of the application form and the LMS induction module.
Course CoordinatorResponsibilityReviews each application; triggers tailored conversations where needed; confirms LMS induction completion; maintains records; produces Learning Support Plans where adjustments are agreed.
Course TutorResponsibilityConducts tailored one-to-one conversations where needed; supports learners during the early days of their course; answers questions arising from the LMS induction module.
Course AssessorResponsibilityAvailable to learners through the LMS for any assessment-method clarification arising from induction.
LearnersResponsibilityComplete the application form honestly; complete the LMS induction module; engage with any tailored conversation offered; sign the Authenticity Declaration; raise questions promptly.

8. Face-to-Face and Employer-Cohort Delivery

Where TTT delivers a face-to-face cohort or an employer-funded group programme, additional or alternative arrangements may apply, in particular:

  • Initial assessment may be supplemented by a face-to-face or live online discussion at the start of the cohort, in addition to the application form
  • Induction may be delivered as a live session, with the LMS induction module remaining available as a reference for every learner
  • Group induction sessions are scheduled around the cohort's needs and recorded where the cohort agreement permits

In every case, the audit trail is maintained on the LMS and on the learner folder at the same standard as the online delivery model.

9. Records and Retention

TTT retains the following for a minimum of three years after certification, or longer where the awarding organisation requires it:

  • The Course Application Form and the Course Coordinator's review outcome
  • Notes of any tailored one-to-one conversation
  • LMS induction module completion record (timestamp, version, knowledge-check result, acknowledgement)
  • Authenticity Declaration
  • Learning Support Plan, where applicable

Records are held securely in line with the Data Protection and GDPR Policy and the Data Retention and Disposal Policy.

10. Monitoring and Review

This policy is reviewed annually by the Centre Manager as part of TTT's self-evaluation process. Effectiveness is measured through early-course withdrawal rates, first-submission pass rates, learner survey feedback on the induction experience and EQA feedback. Interim reviews are triggered by changes to the application form, the LMS induction module or awarding organisation expectations. All outcomes are recorded in the Version History at Section 12.

11. Related Policies

This policy should be read alongside:

12. Version History

VersionDateAuthorSummary of Changes
1.0Date02/10/2026AuthorPhenil MehtaSummary of ChangesInitial publication under new master template. Supersedes prior Learner Induction Procedure dated 07/04/2026. Reclassified as a Policy rather than a Procedure. Restructured to reflect TTT's online delivery model. Initial assessment now delivered through the Course Application Form (with embedded English, mathematics and ICT readiness questions); induction now delivered through a dedicated LMS Induction Module. Tailored one-to-one conversations triggered where the application or induction module surfaces a matter needing discussion. Audit trail on LMS completion timestamp added along with Section 8 covering exceptions for face-to-face and employer-cohort delivery.

13. Approval

This policy has been reviewed and approved by the Centre Manager of TTT.

Name

Phenil Mehta

Signature

P Mehta

Date

01/10/2026

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